COI Disclosure Chart

Type of Agreement	Research Sponsor	Who Must Disclose	These Are Exempt From Disclosure	Required Disclosure Form(s)
Grant or Contract	All federal agencies; American Heart Assoc; American Cancer Society; CIRM; and all agencies that have adopted the federal regulations	PI and PI on behalf of all Investigators with responsibility for design, conduct or reporting of research.		~Principal Investigator Certification Form ~Disclosure of Financial Interests form (if positive)
	Non Governmental agencies (for-profit and non-profit)	Principal Investigator	If Sponsor is on the Exempt Sponsor List	~Statement of Economic Interests for Principal Investigator (Form 700U)
	Privately Sponsored Clinical Studies	Principal Investigator	If Sponsor is on the Exempt Sponsor List	~Form 700U ~Compliance with UCSF #11 Form
CHR Application	Clinical studies	PI and PI on behalf of all Investigators with responsibility for design, conduct, or reporting of research		~CHR Financial Supplement (if potential conflict)
Grant	UC Discovery Grant	Principal Investigator		~Statement of Economic Interests for Principal Investigator (Form 700U)
Grant	UC Discovery Grant UCOP Special Research Programs: Breast Cancer, AIDS, Tobacco	PI and PI on behalf of all Investigators with responsibility for design, conduct, or reporting of research		~Principal Investigator Certification Form ~Disclosure of Financial Interests form (if positive)
Subcontract	Private or non-governmental agency (for-profit and non-profit)	Principal Investigator	If Sponsor is on the Exempt Sponsor List	~Statement of Economic Interests for Principal Investigator (Form 700U)
Subcontract	If the prime award is from a federal agency or all agencies that have adopted federal regulations	PI and PI on behalf of all Investigators with responsibility for design, conduct, or reporting of research		~Principal Investigator Certification Form ~Disclosure of Financial Interests form (if positive)
SBIR/STTR	Phase 1 & 2	Principal Investigator		~Statement of Economic Interests for Principal Investigator (Form 700U)
SBIR/STTR	Phase 2	PI and PI on behalf of all Investigators with responsibility for design, conduct, or reporting of research		~Principal Investigator Certification Form ~Disclosure of Financial Interests form (if positive)

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